Tagged: Charles Schwab

New York to sue Schwab

The Charles Schwab brokerage form is reportedly expected to be sued by New York’s state attorney general on civil fraud charges involving the marketing and sales of auction-rate securities.  School of Law Professor Tamar Frankel, an authority on securities law, can discuss the fiduciary responsibilities of brokers. Contact Tamar Frankel, 617-353-3773, tfrankel@bu.edu