Tagged: Investment Advisers Act of 1940

Brokers and “fiduciary” duty

Individual investors can benefit from a proposal within the Obama regulatory reform plan that obliges brokers to put their client’s interest ahead of their own and act with a higher “fiduciary” standard.  School of Law Professor Tamar Frankel, an expert on fiduciary law, can discuss how it would clear up the blurring of when the […]